Risk management has become integrated with compliance as part of SYSC.  It overlaps with many aspects of compliance, including operational, financial and investment risk. Operational risk has grown into one of the biggest concerns in the financial industry, especially with the complexity of product and service offerings and increasing reliance on technology. While the industry has become dependent on technology, this has created increased risks. When your risks translate into risk for your clients, a more robust approach is needed. We provide

Our Services

  • A comprehensive group-wide risk assessment
  • Identify critical areas and other weaknesses
  • Qualify and quantify where appropriate
  • Work with you on mitigation
  • Assist in the drafting and implementation of response plans
  • Assist in the drafting and implementation of response plans
  • Corporate governance and risk management approach